ABOUT THE COURSE
FinSA requires financial professionals who seek to be listed in a Swiss register of financial advisors to provide proof of their knowledge about existing regulations. The training is tailored to these requirements, i.e. Art. 6, Art. 22, Art.28 and Art. 29 of Financial Services Act (FinSA) for foreign and domestic client advisors, and is recognised by FINMA-licensed certifying bodies. It is also aimed at employees from different functional areas who need to possess extensive knowledge of current regulations.
The course aims to refresh the knowledge acquired through the main course (FinSA Advanced) by proposing a booklet and 12 specific business cases.
Approximately 120 minutes.
Client advisors of domestic and foreign financial institutions. All employees of compliance, legal and risk management, internal audit and operational staff.
Obtain a passing grade of 75% on all 12 business cases.
Upon completion, participants will earn a certificate recognised by FINMA-licensed certifying bodies.
DURATION IN HOURS