ABOUT THE COURSE
This training fosters knowledge on the exploitation of confidential information, explaining insider trading (based on FMIA art. 142/154), market and price manipulation (based on FMIA art. 143/155) and the FINMA Circular 13/8.
The course provides an overview of definitions and concepts of market abuse and clarifies the relationship between the FMIA and the FINMA Circular 13/8 by covering the following topics:
Definitions and concepts
Impacted persons and entities
As part of the training, participants will solve eight real-life business cases and complete a final test, consisting of ten random questions, to assess their knowledge.
Approximately 25 minutes.
Anyone working for a financial intermediary.
A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course.
Upon successful completion, participants will earn a certificate.