Market Abuse course

ABOUT THE COURSE

This training fosters knowledge on the exploitation of confidential information, explaining insider trading (based on FMIA art. 142/154), market and price manipulation (based on FMIA art. 143/155) and the FINMA Circular 13/8.

 

The course provides an overview of definitions and concepts of market abuse and clarifies the relationship between the FMIA and the FINMA Circular 13/8 by covering the following topics:

 

  1. Legal basis

  2. Definitions and concepts

  3. Legal framework

  4. Impacted persons and entities

  5. Money laundering

 

As part of the training, participants will solve eight real-life business cases and complete a final test, consisting of ten random questions, to assess their knowledge.

TIME
TARGET AUDIENCE
PREREQUISITES

Approximately 25 minutes.

Anyone working for a financial intermediary.

None

ASSESSMENT

A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course.

CERTIFICATION

Upon successful completion, participants will earn a certificate.

LANGUAGE

English

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