Market Abuse Europe

ABOUT THE COURSE

The new course on Market Abuse in the European context clarifies the concepts outlined by EU regulation 596/2014 on Market Abuse and by EU Directive 2014/57/EC on criminal sanctions for Market Abuse.

 

The training focuses on the main obligations to prevent Market Abuse under European legislation, including:

  • issuer disclosure requirements (art. 17 MAR),

  • establishing / maintaining effective prevention and detection arrangements, systems and procedures (art. 16 MAR),

  • filing suspicious transaction and order reports (art. 16 MAR)

  • notification of managers’ transactions and drawing up of insider lists (art. 18 & 19 MAR).

The course complements the previous Market Abuse online course, and it is intended for any person or company trading with financial instruments. 

TIME
TARGET AUDIENCE
PREREQUISITES

Approximately 45 minutes.

Any person or company trading with financial instruments.

No foreknowledge

ASSESSMENT

A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course.

CERTIFICATION

Upon successful completion, participants will obtain a certificate.

LANGUAGE

English

DURATION IN HOURS
(SAQ credits)

0.75h