E-LEARNING COURSE for individuals and businesses
FinSa Foundation
ABOUT THIS course
The FinSA aims to strengthen investor protection, level the playing field for financial institutions and align Swiss laws with the European regulatory framework, in particular MiFID II and the EU Prospectus Regulation. This act was enforced the 1st of January 2020.
MANDATORY
This course is mandatory in Switzerland
TIME
Approximately 20 minutes
LANGUAGE
English
SAQ CREDITS
0.75
PREREQUISITES
None
TARGET AUDIENCE
Client advisors of domestic and foreign financial institutions. All employees of compliance, legal and risk management, internal audit and operational staff.
CERTIFICATION
Upon successful completion, participants will obtain an SAQ-certified certificate.
ASSESSMENT
Formal assessment consisting of 10 questions per module with a passing grade of 80% forms part of this course.
PURCHASE
This course is available as part of a corporate offer or individual purchase.
FAQ
The course covers FinSA topics such as client segmentation, transparency, suitability assessments, and conflict of interest management.
Client advisors and employees in compliance, legal, and operational roles. No prerequisites are required.
A 10-question assessment per module, each with an 80% passing score, is required to earn a certificate.
TALK TO AN EXPERT
Do you have further questions? No problem!
Contact us by phone, email or contact form – together, we will clarify all open questions and advise you on the optimal training solution for your company.