ABOUT THE COURSES
The training is structured into five comprehensive chapters and starts with an overview of key definitions of financial services, instruments, and explanation of the circumstances under which the distribution of financial products can be recognised as an offering.
The course provides a summary of key definitions related to financial product placement and analyses the distribution rules and principles of the Key Information Document (KID).
It concludes by examining Collective Investment Schemes (CIS) and the pertinent Prospectus document, focusing on the perspective of the issuer.
TIME
TARGET AUDIENCE
PREREQUISITES
Approximately
30 minutes.
All employees who may be involved in the issuing and/or offering placement of financial products.
None
ASSESSMENT
A formal assessment consisting of 10 questions with a passing grade of 80%.
CERTIFICATION
Upon completion, participants will earn a certificate.
LANGUAGE
English
DURATION IN HOURS
(SAQ credits)
0.5h